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Top Six Considerations for a Strong AI Governance, Risk & Compliance Strategy in Canada

November 28, 2024

- by Aneeta Bains, Managing Partner, Canadian Federal Public Service, IBM Canada,
and Bob Conlin, Managing Director, Technology, IBM Canada

As AI continues to revolutionize industries, Canadian governmental organizations are increasingly recognizing the importance of a robust AI governance, risk and compliance (GRC) strategy. There are several key considerations for ensuring responsible and effective AI implementation.

1. Responsibility and Accountability

There must be clear responsibility and accountability in AI development and deployment. As AI systems become more complex, it can be challenging to determine who is accountable when things go wrong. Organizations should establish a clear chain of responsibility, with designated individuals or teams overseeing AI projects from start to finish. This includes defining roles and responsibilities, setting guidelines for ethical AI use, and implementing processes for monitoring and auditing AI systems.

2. Transparency and Explainability

Another critical aspect of AI governance in Canada is transparency and explainability, the importance of understanding how AI systems make decisions. This is particularly relevant in government contexts, where AI algorithms can impact citizens' lives. Using techniques such as model interpretability, feature importance, and local explanations can help stakeholders understand the reasoning behind AI decisions. By promoting transparency, organizations can build trust in their AI systems and ensure that they are used ethically and responsibly.

3. Data Privacy and Security

Data privacy and security are essential components of AI governance. As AI systems often rely on large datasets, it is crucial for Canadian governments and other organizations to protect sensitive information and prevent unauthorized access. They should implement robust data governance practices, including data anonymization, encryption, and access controls. Additionally, organizations should regularly review and update their data management policies to ensure they align with evolving regulations and best practices.

4. Ethical Considerations

AI systems can perpetuate and amplify existing biases, leading to unfair outcomes. To mitigate this risk, incorporating ethical considerations into AI development and deployment is important. This includes conducting thorough impact assessments, engaging with diverse stakeholders, and implementing fairness metrics to monitor and address potential biases. By prioritizing ethical AI, organizations can ensure that their systems are inclusive, respectful, and beneficial to all users.

5. Collaboration and Partnerships

AI governance is not a one-organization effort. Collaboration and partnerships with other stakeholders, such as industry peers, academia, and government agencies, can help organizations stay informed about emerging trends, best practices, and regulatory developments. Organizations should engage in open dialogue and knowledge sharing, fostering a culture of collaboration and mutual learning. 

6. Continuous Learning and Improvement

Finally, AI governance is an ongoing process that requires continuous learning and improvement. Organizations should regularly review and update their AI strategies, incorporating feedback from stakeholders and lessons learned from past experiences. By embracing a culture of continuous learning and improvement, organizations can ensure that their AI systems remain responsible, ethical, and effective over time.

Implementing AI at scale will depend on a robust GRC platform and automation. Each of the above considerations will need a platform to automate the processes and visualize the activities these activities.

 

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